Disclosures

Mid-Continental Capital is majority-owned by Convergent Capital LLC (CCM). CCM’s parent company is City National Corporation (NYSE:CYN), a publicly-held financial services firm with a long-term commitment to the asset management business.

Assets under management of $1.5 Billion are measured as of 12/31/11 and includes discretionary, non-discretionary with and without trading authority and assets under consultation.